# Runtime analyses of univariate estimation of distribution algorithms under linearity, epistasis and deception

Nguyen, Phan Trung Hai ORCID: 0000-0003-0783-2224 (2021). Runtime analyses of univariate estimation of distribution algorithms under linearity, epistasis and deception. University of Birmingham. Ph.D.

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## Abstract

Estimation of distribution algorithms (EDAs) have been successfully applied to solve many real-world optimisation problems. The algorithms work by building and maintaining probabilistic models over the search space and are widely considered a generalisation of the evolutionary algorithms (EAs). While the theory of EAs has been enriched significantly over the last decades, our understandings of EDAs are sparse and limited. The past few years have seen some progress in this topic, showing competitive performance compared to other EAs on some simple test functions. This thesis studies the so-called univariate EDAs by rigorously analysing their time complexities on different fitness landscapes. Firstly, I show that the algorithms optimise the ONEMAX function as efficiently as the (1+1) EA does. I then investigate the algorithms’ ability to cope with dependencies among decision variables. Despite the independence assumption, the algorithms optimise LEADINGONES – a test function with an epistasis level of (n−1) – using at most O(n$$^2$$) function evaluations under appropriate parameter settings. I also show that if the selection rate μ/λ is above some constant threshold, an exponential runtime is inevitable to optimise the function. Finally, I confirm the common belief that univariate EDAs have difficulties optimising some objective function when deception occurs. By introducing a new test function with a very mild degree of deception, I show that the UMDA takes an exponential runtime unless the selection rate is chosen extremely high, i.e., μ/λ = O(1/μ). This thesis demonstrates that while univariate EDAs may cope well with independence and epistasis in the environment, the algorithms suffer even at a mild level of deception and that researchers might need to adopt multivariate EDAs when facing deceptive objective functions.

Type of Work: Thesis (Doctorates > Ph.D.)
Award Type: Doctorates > Ph.D.
Supervisor(s):
Supervisor(s)EmailORCID
Lehre, Per KristianUNSPECIFIEDorcid.org/0000-0002-9521-1251
Yao, XinUNSPECIFIEDUNSPECIFIED